DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 7, 2016 | n/a | yes | BOSTON, MA | Current employment |
| C•••••• A••••••• S••••••• I••• | n/a | Aug 8, 2008 | Oct 15, 2010 | no | WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• A••••••• S••••••• I••• | S•••••••• A••••••• L•• | Oct 15, 2010 | Mar 7, 2016 | 1,970 | Firm change after gap | Other |
| V•••• C••••••• L•• | C•••••• A••••••• S••••••• I••• | Dec 3, 2008 | Aug 8, 2008 |
| V•••• C••••••• L•• | Former SEC adviser | Mar 15, 2006 | Dec 3, 2008 | no | WALTHAM, MA|CONCORD, MA | Previous registration |
| -117 |
| Firm change after gap |
| Other |