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Advisor at LPL ENTERPRISE, LLC
WHITE PLAINS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Feb 4, 2025 | n/a | yes | WHITE PLAINS, NY | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 7, 2021 | Jun 14, 2022 | no | WHITE PLAINS, NY|White Plains, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Jun 14, 2022 | Feb 4, 2025 | 966 | Firm change after gap | Ibd to new firm |