DFX Intelligence

N•••• S••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

N•••• S••••• B•••••••••

Advisor at I••••••••• W••••• N••••••• I•••

Phoenix, AZ

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Search this name across graphsid dfx:ria:a1156255-b494-ba46-4d3d-c08cc3257085

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Sep 11, 2017	n/a	yes	Phoenix, AZ	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Nov 17, 2016	Aug 28, 2017	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	I••••••••• W••••• N••••••• I•••	Aug 28, 2017	Sep 11, 2017	14	Firm change	Other

Relationships

Registered with (2)

→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: current employment
Sep 11, 2017 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Nov 17, 2016 to Aug 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1156255-b494-ba46-4d3d-c08cc3257085
First observed: Nov 17, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.