DFX Intelligence

M•••••• H• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M•••••• H• T••••••••

Advisor at W••••• P•••••• A•••• M••••••••• L••

DENVER, CO | SHELTON, CT

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Search this name across graphsid dfx:ria:a121b25d-9059-7745-f301-189701e2e93a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• P•••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• P•••••• A•••• M••••••••• L••	Mixed wealth	Dec 19, 2025	n/a	yes	DENVER, CO\|SHELTON, CT	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 16, 2006	Nov 20, 2025	no	ENGLEWOOD, CO\|Denver, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|Denver, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|Denver, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	W••••• P•••••• A•••• M••••••••• L••	Nov 20, 2025	Dec 19, 2025	29	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ W••••• P•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 16, 2006 to Nov 20, 2025factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a121b25d-9059-7745-f301-189701e2e93a
First observed: Nov 16, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.