DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ECHO POINT INVESTMENT MANAGEMENT, LLC

CRD 154105

WEST CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1234598-542d-9e9d-fa21-e766f603a713

Data as of Nov 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Nov 14, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Echo Point Investment Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $263MItem 5.F on the latest filing (2013-11-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $263M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 6
Accounts: 8
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $47.1Mgross asset value as reported per fund; never fund size
SEC number: 801-71688
CRD: 154105
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Nov 14, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ECHO POINT INTERNATIONAL GROWTH EQUITY FUND	Private Equity Fund	$47.1M	Nov 14, 2013	7	Mar 30, 2012	reported	021-164438

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ECHO POINT INVESTMENT GP LLC	GP OF KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP	F	yes	11/2010	Mar 30, 2012	Nov 14, 2013
OLD MUTUAL (US) HOLDINGS, INC.	MAJORITY SHAREHOLDER	E	yes	11/2010	Mar 30, 2012	Nov 14, 2013
OLD MUTUAL PLC	100% SHAREHOLDER OF OLD MUTUAL GROUP (UK) LIMITED	E	yes	06/2010	Mar 30, 2012	Nov 14, 2013
OM GROUP (UK) LIMITED	100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC	E	yes	06/2010	Mar 30, 2012	Nov 14, 2013
VAN DEN BERG, JOHANNES, B	CHIEF EXECUTIVE OFFICER	Na	yes	10/2010	Mar 30, 2012	Nov 14, 2013
VAN DEN BERG, JOHANNES, B	INTEREST IN KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP	C	yes	11/2010	Mar 30, 2012	Nov 14, 2013
WELLMAN, STEPHEN, M	CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	09/2010	Mar 30, 2012	Nov 14, 2013
ECHO POINT INVESTMENT HOLDINGS LP	KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP	B	no	11/2010	Mar 30, 2012	Nov 14, 2013
GIBSON, LINDA, TILTON	MEMBER OF BOARD OF MANAGERS	Na	no	10/2010	Mar 30, 2012	Nov 14, 2013
RIORDAN, AIDAN, JOHN	MEMBER OF BOARD OF MANAGERS	Na	no	07/2011	Mar 30, 2012	Nov 14, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OLD MUTUAL ASSET MANAGEMENT INTERNATIONAL	n/a	n/a	n/a	N	yes	n/a
OLD MUTUAL INVESTMENT PARTNERS	n/a	n/a	n/a	N	yes	n/a
OMAM TC HOLDING COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 22, 2013	$1.7B	$1.7B	13	6	n/a	1	$47.1M
2011	Mar 30, 2012	$1.5B	$1.5B	n/a	n/a	n/a	1	$12.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$263M	$1.5B	-81.9%	n/a	n/a	13	n/a	n/a	n/a

Relationships

Advises (1)

→ ECHO POINT INTERNATIONAL GROWTH EQUITY FUNDPrivate fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← GIBSON, LINDA, TILTONOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← RIORDAN, AIDAN, JOHNOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ECHO POINT INVESTMENT HOLDINGS LPOwnerKEY EMPLOYEE-OWNED LIMITED PARTNERSHIP, ownership code B, domestic entity
Mar 30, 2012 to presentfactForm ADV

Controls (5)

← WELLMAN, STEPHEN, MOwnerCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← VAN DEN BERG, JOHANNES, BOwnerINTEREST IN KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← ECHO POINT INVESTMENT GP LLCOwnerGP OF KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV
← OLD MUTUAL (US) HOLDINGS, INC.OwnerMAJORITY SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← OM GROUP (UK) LIMITEDOwner100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1234598-542d-9e9d-fa21-e766f603a713
First observed: Mar 30, 2012
Last observed: Nov 14, 2013 156 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ECHO POINT INVESTMENT MANAGEMENT, LLC

CRD 154105

WEST CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1234598-542d-9e9d-fa21-e766f603a713

Data as of Nov 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ECHO POINT INTERNATIONAL GROWTH EQUITY FUND

Private Equity Fund

$47.1M

Nov 14, 2013

Mar 30, 2012

reported

021-164438

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ECHO POINT INVESTMENT GP LLC

GP OF KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP

yes

11/2010

Mar 30, 2012

Nov 14, 2013

OLD MUTUAL (US) HOLDINGS, INC.

MAJORITY SHAREHOLDER

yes

11/2010

Mar 30, 2012

Nov 14, 2013

OLD MUTUAL PLC

100% SHAREHOLDER OF OLD MUTUAL GROUP (UK) LIMITED

yes

06/2010

Mar 30, 2012

Nov 14, 2013

OM GROUP (UK) LIMITED

100% SHAREHOLDER OF OLD MUTUAL (US) HOLDINGS INC

yes

06/2010

Mar 30, 2012

Nov 14, 2013

VAN DEN BERG, JOHANNES, B

CHIEF EXECUTIVE OFFICER

yes

10/2010

Mar 30, 2012

Nov 14, 2013

VAN DEN BERG, JOHANNES, B

INTEREST IN KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP

yes

11/2010

Mar 30, 2012

Nov 14, 2013

WELLMAN, STEPHEN, M

CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER

yes

09/2010

Mar 30, 2012

Nov 14, 2013

ECHO POINT INVESTMENT HOLDINGS LP

KEY EMPLOYEE-OWNED LIMITED PARTNERSHIP

11/2010

Mar 30, 2012

Nov 14, 2013

GIBSON, LINDA, TILTON

MEMBER OF BOARD OF MANAGERS

10/2010

Mar 30, 2012

Nov 14, 2013

RIORDAN, AIDAN, JOHN

MEMBER OF BOARD OF MANAGERS

07/2011

Mar 30, 2012

Nov 14, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OLD MUTUAL ASSET MANAGEMENT INTERNATIONAL

n/a

yes

n/a

OLD MUTUAL INVESTMENT PARTNERS

n/a

yes

n/a

OMAM TC HOLDING COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 22, 2013

$1.7B

n/a

$47.1M

2011

Mar 30, 2012

$1.5B

n/a

$12.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$263M

$1.5B

-81.9%

n/a