S••••• L•• F•••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a12b8bc0-1689-1def-3b6b-a8332dd2325a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 25, 2023	n/a	yes	Indianapolis, IN\|Wimauma, FL	Current employment
C••• L••	Bd affiliated wealth	Jun 17, 2019	n/a	yes	Indianapolis, IN\|OMAHA, NE	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	C••• L••	Jun 14, 2019	Jun 17, 2019	3	Firm change	Ibd to ibd

Team moves

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Team	Left	Joined	From	Kind
10641:155344:IN:2019-06-14	Jun 14, 2019	Jun 17, 2019	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ C••• L••Registered adviserregistration: current employment
Jun 17, 2019 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Nov 14, 2005 to Jun 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a12b8bc0-1689-1def-3b6b-a8332dd2325a
First observed: Nov 14, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.