DFX Intelligence

K•••••• W••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

K•••••• W••••• G••••

Advisor at O••••••••• • C•• I•••

SADDLE BROOK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1335850-0aa0-1e2b-2722-db5869c9a53b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	May 22, 2025	n/a	yes	SADDLE BROOK, NJ	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Feb 27, 2018	May 29, 2025	no	Montvale, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	O••••••••• • C•• I•••	May 29, 2025	May 22, 2025	-7	Firm change	Ibd to ibd
M••••• S••••••	J••••• M••••••••• S•••• L••	Jan 12, 2018	Feb 27, 2018

Relationships

Registered with (4)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Feb 27, 2018 to May 29, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 12, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
May 29, 2025
Advisor changed firm
K•••••• W••••• G•••• left J••••• M••••••••• S•••• L•• for O••••••••• • C•• I••• (registered 2025-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1335850-0aa0-1e2b-2722-db5869c9a53b
First observed: May 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.