DFX Intelligence

Z••••••• • W••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

Z••••••• • W••••• I••

CRD 108670

ST LOUIS, MO

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Search this name across graphsid dfx:ria:a13883eb-6488-689e-4667-39a8fc67b981

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2012 to Mar 11, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $0
Private client RAUM: $2.5Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $329Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• M•••••• J••••••	Certified Financial Planner	ST LOUIS, MO	27	27	n/a	no
C•••• G••••• G•••••••••	Certified Financial Planner	ST LOUIS, MO	27	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J•••••••• A•	VICE PRESIDENT	B	yes	01/2016	Mar 11, 2026	Mar 11, 2026
G••••••••• C••••• G•••••	CHAIRMAN & MANAGING DIRECTOR	B	yes	01/2005	Mar 11, 2026	Mar 11, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$2.4B	8.3%	$2.0B	10.3%	11	11	0	0

Relationships

Controls (5)

← J••••••• J•••• M••••••OwnerPRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 11, 2026 to presentfactForm ADV
← G••••••••• C••••• G•••••OwnerCHAIRMAN & MANAGING DIRECTOR, ownership code B, individual
Mar 11, 2026 to presentfactForm ADV
← S••••• W••••••• C•••OwnerEXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR, ownership code B, individual
Mar 11, 2026 to presentfactForm ADV
← S•••••• B••••• L•••OwnerVICE PRESIDENT, ownership code B, individual
Mar 11, 2026 to present

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a13883eb-6488-689e-4667-39a8fc67b981
First observed: Mar 15, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.