This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HARTWELL & COMPANY

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Jun 5, 2020

First registration

Jun 8, 2020

Dual registered

yes, broker-dealer

Other names

RYAN JAMES HARTWELL|Ryan Hartwell

IAPD individual key

6819393

• Occurred

  Oct 12, 2022
  Advisor changed firm

  Ryan James Hartwell left Usa Financial Securities Llc for Hartwell & Company (registered 2026-01-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a139f4b7-955c-1bb7-1aa8-b17b08c9b0a6

First observed

Jun 8, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.