DFX Intelligence

K•••• A••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

K•••• A••••• M••••

Advisor at T•••••• F•••••••• C••••••• I•••

WHEATON, IL

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Search this name across graphsid dfx:ria:a141bdeb-bafa-ce44-b923-f6c569955449

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F•••••••• C••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F•••••••• C••••••• I•••	No RAUM reported	Jun 5, 2025	n/a	yes	WHEATON, IL	Current employment
S••••••• • A•••••••••	n/a	Sep 6, 2000	Nov 25, 2008	no	NAPERVILLE, IL\|NAPERVILLE, IL\|WESTPORT, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• • A•••••••••	T•••••• F•••••••• C••••••• I•••	Nov 25, 2008	Jun 5, 2025	6,036	Firm change after gap	Other

Relationships

Registered with (2)

→ T•••••• F•••••••• C••••••• I•••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ S••••••• • A•••••••••Registered adviserregistration: previous registration
Sep 6, 2000 to Nov 25, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a141bdeb-bafa-ce44-b923-f6c569955449
First observed: Sep 6, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.