DFX Intelligence

R•••••• J••••• S••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R•••••• J••••• S••••• C••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Guaynabo, PR

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Search this name across graphsid dfx:ria:a150bb50-ccda-79e2-d5d0-e2187511cfbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 12, 2024	n/a	yes	Guaynabo, PR	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Feb 18, 2020	Apr 12, 2024	no	Guaynabo, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• J• S••• C•••••• M••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 12, 2024	Apr 12, 2024	0	Firm change	RIA to ibd
O••••••• F•••••••• S••••••• L••	H•••••• J• S••• C•••••• M••••••••• I•••	Feb 25, 2020

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2020 to Apr 12, 2024factForm ADV
→ O••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 12, 2018 to Feb 25, 2020factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a150bb50-ccda-79e2-d5d0-e2187511cfbd
First observed: Dec 12, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.