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C••••••••• O••••••••• C•••••• G•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

C••••••••• O••••••••• C•••••• G•• L••

CRD 158229

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:a15420ab-80b5-3305-b02a-623560c0db0c

Data as of May 16, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to May 16, 2017
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2017-05-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• O••••••••• M••••• F••• I• L••	Hedge Fund	$620M	May 16, 2017	37	Mar 31, 2015	reported	021-226712
C••••••••• O••••••••• M••••• F••• L••	Hedge Fund	$217M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• L••	GENERAL PARTNER OF B••••• H••••• ••••••• L•	F	yes	06/2010	Aug 11, 2015	May 16, 2017
B••••• H••••• ••••••• L•	LIMITED PARTNER OF B••••• H••••• C•••••• M••••••••• L•	E	yes	06/2012	Aug 11, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• H••••• C•••••• M••••••••• L•	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.2B	$1.3B	73.5%	$1.9B	4.6%	18	23	n/a	n/a

Relationships

Advises (2)

→ C••••••••• O••••••••• M••••• F••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ C••••••••• O••••••••• M••••• F••• I• L••Private fundHedge Fund, IA
Mar 31, 2015 to presentfactForm ADV

Controls (14)

← H•••••• A•••• E••••OwnerLIMITED PARTNER OF B••••• H••••• ••••••• L•, ownership code D, individual
Aug 11, 2015 to presentfactForm ADV
← F•••••• A•••• B•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a15420ab-80b5-3305-b02a-623560c0db0c
First observed: Feb 14, 2012
Last observed: May 16, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.