DFX Intelligence

M••••••••• T•• M••••••••• C••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

M••••••••• T•• M••••••••• C••• L••

CRD 159536

CROSS RIVER, NY

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Search this name across graphsid dfx:ria:a158610d-d3d0-1425-3339-5b351b9377b5

Data as of Aug 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 4
Observed: Feb 14, 2012 to Aug 1, 2025
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M••••••••• T•• M••••••••• C••• L••

Venture manager · cited, shared crd

Independent Sponsorsidentity

M••••••••• T•• M••••••••• C••• L••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

M••••••••• T•• M••••••••• C••• L••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $158M••• Locked
Discretionary RAUM: $158M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••••• T••••••••• V•••• P••••••• I•• L•••	Private Equity Fund	$116M	Jun 26, 2024	65	Feb 14, 2012	reported	n/a
M••••••••• T••••••••• V•••• P••••••• I•••• L•••	Private Equity Fund	$51.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• D•••••• L•	MANAGING PARTNER	Na	yes	12/2004	Feb 14, 2012	Jun 26, 2024
G••••• J•••••••• S•••••	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	05/2008	Feb 14, 2012	Jun 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• N•• H••••••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
M••••••••• N•• H••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Belgrade	Mt	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$158M	$195M	-19.1%	$414M	-27.5%	6	5	1	1

Relationships

Advises (11)

→ M••••••••• T••••••••• V•••• P•••••••• L•••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ M••••••••• N•• H••••••• •••• L••Private fundVenture Capital Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ M••••••••• N•• H••••••• •••• I••••••••• L••Private fundVenture Capital Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ M••••••••• T••••••••• V•••• P••••••• ••••• L•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2023
Regulatory AUM changed
M••••••••• T•• M••••••••• C••• L•• reported RAUM $224.9M, down 46% from $413.6M (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago
$-189M

Show 1 bookkeeping events

Occurred
Mar 2, 2026
M••••••••• T•• M••••••••• C••• L•• no longer on the SEC adviser roster (last listed 2026-02-02, RAUM $157.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a158610d-d3d0-1425-3339-5b351b9377b5
First observed: Feb 14, 2012
Last observed: Aug 1, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.