DFX Intelligence

M•••• B•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M•••• B•• C•••••••

Advisor at S••••••• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a1624e55-943c-5beb-7cd9-fae134b4cc79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• L••	Independent wealth	Feb 24, 2026	n/a	yes	AUSTIN, TX\|Tampa, FL	Current employment
T•• A••••• P•••••••• L••	Independent wealth	Aug 22, 2022	n/a	yes	SAN ANTONIO, TX\|COLUMBUS, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• P•••••••	T•• A••••• P•••••••• L••	May 4, 2022	Aug 22, 2022	110	Firm change	Other
F•••• C•••••• A••••••• S•••••••	C•••••• F•••••••• P•••••••	Nov 15, 2019	Nov 8, 2021

Relationships

Registered with (4)

→ S••••••• F•••••••• L••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ T•• A••••• P•••••••• L••Registered adviserregistration: current employment
Aug 22, 2022 to presentfactForm ADV
→ C•••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 8, 2021 to May 4, 2022factForm ADV
→ F•••• C•••••• A••••••• S•••••••

Dated events

Occurred
May 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1624e55-943c-5beb-7cd9-fae134b4cc79
First observed: Mar 12, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.