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S•••• M•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist31 years in industry

S•••• M•••• T••••••

Advisor at P•••••••• F••••••••• I•••

KENNESAW, GA

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Search this name across graphsid dfx:ria:a1645520-7923-aa23-acdc-28636364127f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F••••••••• I•••	State registered	May 21, 2007	n/a	yes	KENNESAW, GA	Current employment
B•• F••••• O•••••• L••	Bank affiliated wealth	Mar 23, 2004	Mar 8, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F••••• O•••••• L••	P•••••••• F••••••••• I•••	Mar 8, 2007	May 21, 2007	74	Firm change	Other
R••••• B••• • C••• L••	B•• F••••• O•••••• L••	Nov 6, 2003

Relationships

Registered with (3)

→ P•••••••• F••••••••• I•••Registered adviserregistration: current employment
May 21, 2007 to presentfactForm ADV
→ B•• F••••• O•••••• L••Registered adviserregistration: previous registration
Mar 23, 2004 to Mar 8, 2007factForm ADV
→ R••••• B••• • C••• L••Registered adviserregistration: previous registration
Feb 24, 2003 to Nov 6, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1645520-7923-aa23-acdc-28636364127f
First observed: Feb 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.