DFX Intelligence

N••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N••••• C•••••• M•••••••••

N••••• C•••••• M•••••••••, LP, CRD 155086

STAMFORD, CT

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Search this name across graphsid dfx:ria:a17012e4-d5e6-826c-488d-c9591441f713

Data as of Sep 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2012 to Sep 30, 2016
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.6M••• Locked
Discretionary RAUM: $32.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• H••••••• M•••••• L•••	Hedge Fund	$35.0M	Mar 24, 2016	25	Jun 11, 2012	reported	n/a
N•• H••••••• •••••• L••	Hedge Fund	$15.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• A••••• A•••	O••••• P•••••••• O• T•• G•••••• P••••••• N•••• C••••	E	yes	08/2008	Jun 11, 2012	Sep 30, 2016
N•••• C••••	GENERAL PARTNER	Na	yes	08/2008	Jun 11, 2012	Sep 30, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• U• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 24, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$32.6M	$156M	-79.1%	$157M	-40.8%	5	7	n/a	n/a

Relationships

Advises (3)

→ N•• H••••••• •••••• L••Private fundHedge Fund, IA
Jun 11, 2012 to presentfactForm ADV
→ N•• H••••••• •••••••• L•••Private fundHedge Fund, IA
Jun 11, 2012 to presentfactForm ADV
→ N•• H••••••• M•••••• L•••Private fundHedge Fund, IA
Jun 11, 2012 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Jun 11, 2012
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a17012e4-d5e6-826c-488d-c9591441f713
First observed: Jun 11, 2012
Last observed: Sep 30, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.