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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | BURNSVILLE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 22, 2016 | n/a | yes | BURNSVILLE, MN|PLYMOUTH, MN | Current employment |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Apr 7, 2010 | Apr 1, 2016 | no | WEST DES MOINES, IA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 7, 2009 | Apr 9, 2010 | no | W Des Moines, IA | Previous registration |
| DEWAAY CAPITAL MANAGEMENT | Former SEC adviser | Jan 5, 2009 | Mar 12, 2009 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT CENTERS OF AMERICA, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 1, 2016 | Apr 22, 2016 | 21 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | INVESTMENT CENTERS OF AMERICA, INC. | Apr 9, 2010 | Apr 7, 2010 | -2 | Firm change | Other |
| DEWAAY CAPITAL MANAGEMENT | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 12, 2009 | Oct 7, 2009 | 209 | Firm change | Other |