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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 6, 2015 | n/a | yes | LITTLE ROCK, AR | Current employment |
| METROPOLITAN CAPITAL MANAGEMENT, INC. | Former SEC adviser | Dec 17, 2014 | Sep 2, 2015 | no | LITTLE ROCK, AR|LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| SIMMONS FIRST INVESTMENT GROUP, INC. | Former SEC adviser | Jan 25, 2000 | Nov 9, 2015 | no | LITTLE ROCK, AR|LITTLE ROCK, AR|Little Rock, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMMONS FIRST INVESTMENT GROUP, INC. | METROPOLITAN CAPITAL MANAGEMENT, INC. | Nov 9, 2015 | Dec 17, 2014 | -327 | Firm change after gap | Other |
| METROPOLITAN CAPITAL MANAGEMENT, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 2, 2015 | Nov 6, 2015 | 65 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137713:705:AR:2015-09-02 | Sep 2, 2015 | Nov 6, 2015 | LITTLE ROCK, AR | Firm change |