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RIA / WealthAdvisor25 years in industry

TECHI PUGEDA CARREON

Advisor at BAKER STREET ASSET MANAGEMENT, LLC

SAUSALITO, CA

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Search this name across graphsid dfx:ria:a178dcf4-672e-3adb-d4b8-65019e328911

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAKER STREET ASSET MANAGEMENT, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 7, 2001
First registration: Sep 14, 2007
Dual registered: no
Other names: TECHI PUGEDA CARREON|TECHI PUGEDA CARREON|TECHI PUGEDA JACOBS|TECHI CARREON JACOBS
IAPD individual key: 4364726

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAKER STREET ASSET MANAGEMENT, LLC	Former SEC adviser	Feb 28, 2019	n/a	yes	SAUSALITO, CA	Current employment
INVESTOR FAN	Independent wealth	Oct 18, 2018	Mar 1, 2019	no	San Francisco, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 20, 2011	Sep 11, 2018	no	SAN FRANCISCO, CA\|San Franciso, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jul 27, 2011	no	SAN FRANCISCO, CA\|CORTE MADERA, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 14, 2007	Jan 3, 2011	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTOR FAN	BAKER STREET ASSET MANAGEMENT, LLC	Mar 1, 2019	Feb 28, 2019	-1	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INVESTOR FAN	Sep 11, 2018	Oct 18, 2018	37	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 27, 2011	Jul 20, 2011	-7	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (5)

→ BAKER STREET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 28, 2019 to presentfactForm ADV
→ INVESTOR FANRegistered adviserregistration: previous registration
Oct 18, 2018 to Mar 1, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 20, 2011 to Sep 11, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jul 27, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 14, 2007 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.