DFX Intelligence

E••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

E••••••• P•••••••• L••

CRD 321791

HENDERSONVILLE, NC

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Search this name across graphsid dfx:ria:a17b7ec2-9394-e608-27a7-d45552bb1af7

Data as of Jan 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2026 to Jan 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $10.4M••• Locked
Discretionary RAUM: $10.4M
Private client RAUM: $10.3Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Employees: 0
Advisory employees: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••••• W••••• J••••	Chartered Financial Consultant	HENDERSONVILLE, NC	4	28	n/a	no

Relationships

Registered with (1)

← L•••••• W••••• J••••Advisorregistration: current employment
Jun 6, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a17b7ec2-9394-e608-27a7-d45552bb1af7
First observed: Jan 8, 2026
Last observed: Jan 8, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.