DFX Intelligence

A••••• J•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••••• J•••• C•••••••

Advisor at C•••••••

Pasadena, CA

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Search this name across graphsid dfx:ria:a18c3737-0d27-3068-171b-3989c36bc9a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 22, 2020	n/a	yes	Pasadena, CA	Current employment
I••••••••• W••••• M•••••••••	Independent wealth	Jul 25, 2018	Mar 27, 2020	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• M•••••••••	C•••••••	Mar 27, 2020	Apr 22, 2020	26	Firm change	Other
W•••••••• A•••• M••••••••• I•••	I••••••••• W••••• M•••••••••	Aug 1, 2018	Jul 25, 2018

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 22, 2020 to presentfactForm ADV
→ I••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 25, 2018 to Mar 27, 2020factForm ADV
→ W•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2018 to Aug 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a18c3737-0d27-3068-171b-3989c36bc9a3
First observed: Apr 13, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.