DFX Intelligence

S•••••• V•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

S•••••• V•••••• P•••••••

Advisor at H•••••• F•••••••• A•••••••• I•••

HUNTINGTON BEACH, CA

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Search this name across graphsid dfx:ria:a1941b6d-425d-a4cd-9f8e-5136095a7d43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F•••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F•••••••• A•••••••• I•••	State registered	Oct 17, 2025	n/a	yes	HUNTINGTON BEACH, CA	Current employment
H•••••• F•••••••• A•••••••• I•••	State registered	Feb 1, 2011	Dec 31, 2012	no	HUNTINGTON BEACH, CA

Relationships

Registered with (1)

→ H•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2011 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1941b6d-425d-a4cd-9f8e-5136095a7d43
First observed: Apr 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.