DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DORMAN FINANCIAL MANAGEMENT, P.A.

CRD 136881

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1943b07-dbd1-b4cd-abfc-d79859037d34

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2011 to Feb 25, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $161MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $158M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $80.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 758
Individual clients: 204
High net worth clients: 58
Custody, client assets: $60.5M
SEC number: 801-66938
CRD: 136881
Filings on the tape: 44
First filed: Dec 13, 2011
Latest filed: Feb 25, 2026
Organised: Corporation, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES BROOKS DORMAN	Certified Financial Planner\|Personal Financial Specialist	MAITLAND, FL	23	29	1	no
CHELSEA ERIN ARB	n/a	MAITLAND, FL	5	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DORMAN, JAMES, BROOKS	PRESIDENT/CCO	E	yes	01/2002	Dec 13, 2011	Apr 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMES B. DORMAN, JR.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$161M	$158M	2	2	0	n/a	n/a
2024	Mar 3, 2025	$148M	$146M	5	2	0	n/a	n/a
2023	Mar 14, 2024	$145M	$144M	6	2	0	n/a	n/a
2022	Feb 25, 2023	$143M	$142M	5	3	0	n/a	n/a
2021	Mar 9, 2022	$161M	$160M	6	3	0	n/a	n/a
2020	Mar 9, 2021	$153M	$152M	6	3	0	n/a	n/a
2019	Mar 18, 2020	$149M	$148M	6	3	0	n/a	n/a
2018	Mar 19, 2019	$133M	$131M	6	3	0	n/a	n/a
2017	Mar 16, 2018	$143M	$140M	6	3	0	n/a	n/a
2016	Mar 14, 2017	$130M	$126M	6	3	n/a	n/a	n/a
2015	Feb 2, 2016	$118M	$109M	6	1	n/a	n/a	n/a
2014	Jan 21, 2015	$110M	$110M	6	1	n/a	n/a	n/a
2013	Feb 24, 2014	$111M	$105M	6	1	n/a	n/a	n/a
2012	Feb 13, 2013	$101M	$89.6M	7	1	n/a	n/a	n/a
2011	Jan 24, 2012	$91.9M	$81.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$161M	$148M	8.6%	$143M	3.9%	2	5	0	0

Relationships

Registered with (3)

← CHELSEA ERIN ARBAdvisorregistration: current employment
Sep 25, 2020 to presentfactForm ADV
← JAMES BROOKS DORMANAdvisorregistration: current employment
Jan 30, 2003 to presentfactForm ADV
← LISA MARIE MICHAELSONAdvisorregistration: previous registration
Aug 16, 2016 to Mar 6, 2023factForm ADV

Controls (1)

← DORMAN, JAMES, BROOKSOwnerPRESIDENT/CCO, ownership code E, individual
Dec 13, 2011 to Apr 15, 2024factForm ADV

Dated events

Occurred
Mar 6, 2023
Advisor changed firm
Lisa Marie Michaelson left Dorman Financial Management, P.A. for Fellowship Financial Group (registered 2023-03-31)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1943b07-dbd1-b4cd-abfc-d79859037d34
First observed: Dec 13, 2011
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DORMAN FINANCIAL MANAGEMENT, P.A.

CRD 136881

MAITLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1943b07-dbd1-b4cd-abfc-d79859037d34

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES BROOKS DORMAN

Certified Financial Planner|Personal Financial Specialist

MAITLAND, FL

CHELSEA ERIN ARB

n/a

MAITLAND, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DORMAN, JAMES, BROOKS

PRESIDENT/CCO

yes

01/2002

Dec 13, 2011

Apr 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMES B. DORMAN, JR.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$161M

$158M

n/a

2024

Mar 3, 2025

$148M

$146M

n/a

2023

Mar 14, 2024

$145M

$144M

n/a

2022

Feb 25, 2023

$143M

$142M

n/a

2021

Mar 9, 2022

$161M

$160M

n/a

2020

Mar 9, 2021

$153M

$152M

n/a

2019

Mar 18, 2020

$149M

$148M

n/a

2018

Mar 19, 2019

$133M

$131M

n/a

2017

Mar 16, 2018

$143M

$140M

n/a

2016

Mar 14, 2017

$130M

$126M

n/a

2015

Feb 2, 2016

$118M

$109M

n/a

2014

Jan 21, 2015

$110M

n/a

2013

Feb 24, 2014

$111M

$105M

n/a

2012

Feb 13, 2013

$101M

$89.6M

n/a

2011

Jan 24, 2012

$91.9M

$81.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$161M

$148M

8.6%

$143M

3.9%