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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

EMILY SUE HARRIS

Advisor at LPL FINANCIAL LLC

LITTLETON, CO

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Search this name across graphsid dfx:ria:a19708aa-2589-4731-1fb7-67efa1165e5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 18, 2009
First registration: Jan 7, 2010
Dual registered: yes, broker-dealer
Other names: EMILY SUE HUNT
IAPD individual key: 4763147

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 8, 2018	n/a	yes	LITTLETON, CO	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 27, 2017	Apr 19, 2018	no	LITTLETON, CO	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Sep 7, 2016	Nov 2, 2016	no	LITTLETON, CO\|OVERLAND PARK, KS	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Feb 7, 2017	no	LITTLETON, CO	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Jan 7, 2010	Sep 1, 2016	no	OVERLAND PARK, KS\|LITTLETON, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Apr 19, 2018	May 8, 2018	19	Firm change	Ibd to RIA
SUMMIT FINANCIAL GROUP INC	VSR ADVISORY SERVICES	Feb 7, 2017	Sep 7, 2016	-153	Channel change	Other
VSR ADVISORY SERVICES	SECURITIES AMERICA ADVISORS, INC.	Nov 2, 2016	Jan 27, 2017	86	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 8, 2018 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 27, 2017 to Apr 19, 2018factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Feb 7, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 7, 2016 to Nov 2, 2016factForm ADV

Dated events

No dated event names this entity yet.