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Advisor at UNIQUE WEALTH, LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNIQUE WEALTH, LLC | Independent wealth | Jun 15, 2021 | n/a | yes | TAMPA, FL | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 20, 2018 | Dec 11, 2019 | no | TAMPA, FL|Tampa, FL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 10, 2009 | Sep 7, 2018 | no | NORWALK, CT|DANBURY, CT|SOUTHBURY, CT|NORWALK, CT | Previous registration |
| EDWARD JONES | National bd RIA | Sep 6, 2007 | Jul 1, 2008 | no | MILTON, VT|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | UNIQUE WEALTH, LLC | Dec 11, 2019 | Jun 15, 2021 | 552 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 7, 2018 | Sep 20, 2018 | 13 | Firm change | Other |
| EDWARD JONES | MML INVESTORS SERVICES, LLC | Jul 1, 2008 | Jul 10, 2009 | 374 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:312462:FL:2019-12-11 | Dec 11, 2019 | Jun 15, 2021 | TAMPA, FL | Firm change after gap |