DFX Intelligence

C••••••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• N••••••

Advisor at I••••••••• C•••••• C••• I•••

PARMA, OH | Clinton, OH

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Search this name across graphsid dfx:ria:a19fc62d-98d5-fdd0-aa00-866ee94730e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• C•••••• C••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• C•••••• C••• I•••	Independent wealth	Dec 16, 2019	n/a	yes	PARMA, OH\|PARMA, OH\|Clinton, OH	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Sep 29, 2014	Dec 19, 2019	no	WESTLAKE, OH\|Akron, OH\|WESTLAKE, OH\|COLUMBUS, OH\|WESTLAKE, OH\|COLUMBUS, OH\|Akron, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	I••••••••• C•••••• C••• I•••	Dec 19, 2019	Dec 16, 2019	-3	Firm change	Ibd to RIA
E•••••••• A•••••••• L••	O••••••••• S••••••••• I•••	Oct 2, 2014	Sep 29, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:24723:OH:2019-12-19	Dec 19, 2019	Dec 16, 2019	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ I••••••••• C•••••• C••• I•••Registered adviserregistration: current employment
Dec 16, 2019 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2014 to Dec 19, 2019factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2014 to Oct 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a19fc62d-98d5-fdd0-aa00-866ee94730e8
First observed: Jun 6, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.