DFX Intelligence

M•••••• T••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

M•••••• T••• M•••••

Advisor at R••••• F••••••••• L••

Worthington, OH | MELBOURNE, FL

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Search this name across graphsid dfx:ria:a1a1a362-32a4-787c-b3b6-1840c608d594

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• F••••••••• L••	I•••••••••_WEALTH	Jul 1, 2024	n/a	yes	Worthington, OH\|MELBOURNE, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 16, 2010	Jul 16, 2024	no	COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	R••••• F••••••••• L••	Jul 16, 2024	Jul 1, 2024	-15	Firm change	Ibd to RIA
I••••••••• A••••••• G•••• C•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 25, 2010	Jun 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:324631:OH:2024-07-16	Jul 16, 2024	Jul 1, 2024	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ R••••• F••••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2010 to Jul 16, 2024factForm ADV
→ I••••••••• A••••••• G•••• C•••Registered adviserregistration: previous registration
Jun 29, 2005 to Jun 25, 2010factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Jul 16, 2024
Advisor changed firm
M•••••• T••• M••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for R••••• F••••••••• L•• (registered 2024-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1a1a362-32a4-787c-b3b6-1840c608d594
First observed: Jun 8, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.