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Reading the graph
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Advisor at T•• S•••• G•••• W••••• M•••••••
PRESIDENT & CEO, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• S•••• G•••• W••••• M••••••• | State registered | Aug 1, 2023 | n/a | yes | PRESIDENT & CEO, WV | Current employment |
| J••••••••• F•••••••• G••••• I••• | State registered | May 5, 2023 | Aug 1, 2023 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••••••• F•••••••• G••••• I••• | T•• S•••• G•••• W••••• M••••••• | Aug 1, 2023 | Aug 1, 2023 | 0 | Firm change | Other |
| F•••••• F•••••••• A•••••••• L•• | J••••••••• F•••••••• G••••• I••• | Jun 2, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155933:321101:WV:2022-11-08 | Nov 8, 2022 | Jul 8, 2022 | ONA, WV | Firm change after gap |
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Firm change |
| Previous registration |
| F•••••• F•••••••• A•••••••• L•• | State registered | Jul 8, 2022 | Jun 2, 2023 | no | SOUTH CHARLESTON, WV | Previous registration |
| P•••••• F•••••••• C••••••••• | n/a | Oct 24, 2018 | Nov 8, 2022 | no | Charleston, WV|SOUTH CHARELSTON, WV|ONA, WV|Ona, WV | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Feb 12, 2018 | Sep 24, 2018 | no | CHARLESTON, WV|AMERICAN FORK, UT | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Oct 5, 2017 | Jan 3, 2018 | no | CHARLESTON, WV|CHARLESTON, WV|AMERICAN FORK, UT | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Oct 3, 2016 | Sep 27, 2017 | no | CHARLESTON, WV | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Mar 16, 2015 | Oct 3, 2016 | no | CHARLESTON, WV|Lynnfield, MA|LYNNFIELD, MA|CHARLESTON, WV|LYNNFIELD, MA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 2, 2013 | Mar 19, 2015 | no | INDEPENDENCE, OH|CHARLESTON, WV | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 31, 2009 | Apr 25, 2013 | no | SEVEN FIELDS, PA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 6, 2005 | Apr 24, 2009 | no | COLUMBIA, MD|CHARLESTON, WV|ATLANTA, GA|HUNTINGTON, WV|SPRINGFIELD, MA|SPRINGFIELD, MA|FAIRFAX, VA | Previous registration |
| M•••••• I••••••••• F••• S••••••• L•• | n/a | May 7, 2003 | Dec 31, 2005 | no | ALPHARETTA, GA | Previous registration |
| -28 |
| Firm change |
| Other |
| P•••••• F•••••••• C••••••••• | F•••••• F•••••••• A•••••••• L•• | Nov 8, 2022 | Jul 8, 2022 | -123 | Firm change after gap | Other |
| T••••••••• F•••••••• A•••••••• L•• | P•••••• F•••••••• C••••••••• | Sep 24, 2018 | Oct 24, 2018 | 30 | Firm change | Other |
| C••••• A••••••• L•• | T••••••••• F•••••••• A•••••••• L•• | Sep 27, 2017 | Oct 5, 2017 | 8 | Firm change | Other |
| I•••••••• C•••••• A••••••• | C••••• A••••••• L•• | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |
| V••• F•••••••• A•••••••• I••• | I•••••••• C•••••• A••••••• | Mar 19, 2015 | Mar 16, 2015 | -3 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | V••• F•••••••• A•••••••• I••• | Apr 25, 2013 | May 2, 2013 | 7 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | V•••• F•••••••• A•••••••• I••• | Apr 24, 2009 | Mar 31, 2009 | -24 | Firm change | Other |
| M•••••• I••••••••• F••• S••••••• L•• | M•• F•••••••• S•••••••• I••• | Dec 31, 2005 | Dec 6, 2005 | -25 | Bulk transfer | Other |