DFX Intelligence

R••••• D•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

R••••• D•••• R•••

Advisor at P••••••••• S••••••••• C•••••••••

Richland Hills, TX | Austin, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1b721a2-109b-f14d-5b14-feccedc58e51

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Jan 22, 2015	n/a	yes	Richland Hills, TX\|Austin, TX	Current employment
A•••••• R••••••• C••••••	Independent wealth	Jun 25, 2012	Jan 28, 2015	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• R••••••• C••••••	P••••••••• S••••••••• C•••••••••	Jan 28, 2015	Jan 22, 2015	-6	Firm change	Other
L•• F•••••••• L••	A•••••• R••••••• C••••••	Mar 27, 2013	Jun 25, 2012

Relationships

Registered with (6)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Jan 22, 2015 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Jun 25, 2012 to Jan 28, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2010 to Mar 27, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1b721a2-109b-f14d-5b14-feccedc58e51
First observed: Feb 15, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.