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CRD 291883
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMBROSIO, LOUIS, CHRISTOPHER | MANAGING MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | yes | 12/2017 | Dec 21, 2017 | Oct 9, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Jericho | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jan 31, 2025 | $194M | $130M | 2 | 1 | 1 | n/a | n/a |
| 2023 | Jan 26, 2024 | $188M | $105M | 2 | 1 | 1 | n/a | n/a |
| 2022 | Feb 8, 2023 | $171M | $56.6M | 2 | 1 | 1 | n/a | n/a |
| 2021 | Mar 21, 2022 | $228M | $95.7M | 2 | 1 | 1 | n/a | n/a |
| 2020 | Mar 1, 2021 | $164M | $87.5M | 2 | 1 | 0 | n/a | n/a |
| 2019 | Mar 11, 2020 | $137M | $58.6M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Mar 15, 2019 | $119M | $36.8M | 1 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $194M | $188M | 3.3% | $228M | -5.1% | 2 | 2 | 1 | 1 |