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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

WILLIAM EDWARD MARLEY

Advisor at LPL FINANCIAL LLC

MCKINNEY, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 18, 1996
First registration: Aug 19, 2002
Dual registered: yes, broker-dealer
Other names: BILL MARLEY
IAPD individual key: 2726644

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	n/a	yes	MCKINNEY, TX	Current employment
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 3, 2007	Oct 11, 2011	no	CHARLOTTE, NC\|PLANO, TX	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 15, 2005	Aug 1, 2007	no	RICHARDSON, TX\|RICHARDSON, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 19, 2002	Aug 2, 2005	no	MCKINNEY, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
CUNA BROKERAGE SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 1, 2007	Aug 3, 2007	2	Firm change	Other
CETERA ADVISOR NETWORKS LLC	CUNA BROKERAGE SERVICES, INC.	Aug 2, 2005	Aug 15, 2005	13	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 11, 2011 to presentfactForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 3, 2007 to Oct 11, 2011factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2005 to Aug 1, 2007factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 19, 2002 to Aug 2, 2005factForm ADV

Dated events

No dated event names this entity yet.