DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner23 years in industry

STEPHEN PAUL MICHAEL RHODES

Advisor at SIGNIFY WEALTH LLC

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1c5edfc-8def-8e55-4db8-4716a7ece906

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNIFY WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 17, 2003
First registration: Sep 19, 2006
Dual registered: no
Other names: STEPHEN PAUL RHODES
IAPD individual key: 4632846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNIFY WEALTH LLC	Independent wealth	Jan 11, 2012	n/a	yes	ST. LOUIS, MO	Current employment
GILFORD FINANCIAL CORP.	Former SEC adviser	Apr 27, 2011	Dec 16, 2011	no	NEW YORK, NY	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 23, 2007	Apr 20, 2011	no	ST. ALBANS RD, MO\|CRYSTAL CITY, MO\|CREVE COEUR, MO	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Sep 19, 2006	Oct 22, 2007	no	FESTUS, MO\|FESTUS, MO\|ST. ALBANS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GILFORD FINANCIAL CORP.	SIGNIFY WEALTH LLC	Dec 16, 2011	Jan 11, 2012	26	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	GILFORD FINANCIAL CORP.	Apr 20, 2011	Apr 27, 2011	7	Firm change	Other
AMERICAN GENERAL SECURITIES INCORPORATED	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Oct 22, 2007	Oct 23, 2007	1	Firm change	Other

Relationships

Registered with (4)

→ SIGNIFY WEALTH LLCRegistered adviserregistration: current employment
Jan 11, 2012 to presentfactForm ADV
→ GILFORD FINANCIAL CORP.Registered adviserregistration: previous registration
Apr 27, 2011 to Dec 16, 2011factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 23, 2007 to Apr 20, 2011factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Sep 19, 2006 to Oct 22, 2007factForm ADV

Dated events

No dated event names this entity yet.