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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

ANTHONY CHRISTOPHER PECORARO

Advisor at LPL FINANCIAL LLC

WHITEFISH BAY, WI | MILWAUKEE, WI

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Search this name across graphsid dfx:ria:a1caa51d-08f5-ea18-0031-c658a5daa0bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 5, 1994
First registration: Aug 1, 2006
Dual registered: yes, broker-dealer
Other names: TONY CHRISTOPHER PECORARO
IAPD individual key: 2413039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	n/a	yes	MILWAUKEE, WI\|WHITEFISH BAY, WI\|MILWAUKEE, WI	Current employment
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Mar 24, 2021	no	WHITEFISH BAY, WI\|MEQUON, WI\|CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 29, 2010	Apr 19, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Sep 15, 2008	Aug 1, 2012	no	MILWAUKEE, WI\|MEQUON, WI\|WHITEFISH BAY, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Sep 3, 2008	no	WAUWATOSA, WI	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 1, 2006	Apr 2, 2007	no	JERSEY CITY, NJ\|PURCHASE, NY\|WAUWATOSA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 29, 2010	-825	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 19, 2012	Aug 1, 2012	104	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	M&I FINANCIAL ADVISORS, INC.	Sep 3, 2008	Sep 15, 2008	12	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Mar 24, 2021factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 15, 2008 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 29, 2010 to Apr 19, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Sep 3, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 1, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.