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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID ALLEN TREECE

Advisor at CETERA INVESTMENT ADVISERS LLC

MIAMI, FL | MIRAMAR, FL

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Search this name across graphsid dfx:ria:a1cfc9aa-dccf-a122-d98a-d0e3a93d4ac6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 7, 2006
First registration: Feb 23, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2611069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 26, 2024	n/a	yes	MIAMI, FL\|MIRAMAR, FL	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Aug 17, 2010	Oct 27, 2011	no	MIAMI SHORES, FL	Previous registration
TREECE ADVISORY GROUP, LLC	n/a	Jul 9, 2007	Jul 2, 2010	no	MIAMI SHORES, FL	Previous registration
WORKMAN SECURITIES CORPORATION	n/a	Jan 8, 2007	Dec 31, 2007	no	MIAMI SHORES, FL\|MIAMI SHORES, FL\|EDEN PRAIRIE, MN	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Feb 23, 2006	Dec 31, 2006	no	MIAMI SHORES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Oct 27, 2011	Jan 26, 2024	4,474	Firm change after gap	Other
TREECE ADVISORY GROUP, LLC	J. W. COLE ADVISORS, INC.	Jul 2, 2010	Aug 17, 2010	46	Firm change	Other
WORKMAN SECURITIES CORPORATION	TREECE ADVISORY GROUP, LLC	Dec 31, 2007	Jul 9, 2007	-175	Firm change after gap	Other
ON INVESTMENT MANAGEMENT CO	WORKMAN SECURITIES CORPORATION	Dec 31, 2006	Jan 8, 2007	8	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 26, 2024 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Aug 17, 2010 to Oct 27, 2011factForm ADV
→ TREECE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jul 9, 2007 to Jul 2, 2010factForm ADV
→ WORKMAN SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 8, 2007 to Dec 31, 2007factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Feb 23, 2006 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.