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Advisor at MONECO ADVISORS
Harrison, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONECO ADVISORS | Independent wealth | Oct 1, 2024 | n/a | yes | Harrison, NY | Current employment |
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Aug 13, 2021 | Oct 3, 2024 | no | Westport, CT | Previous registration |
| SOVEREIGN FINANCIAL GROUP, INC. | Independent wealth | Jul 1, 2020 | Aug 23, 2021 | no | STAMFORD, CT | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Oct 12, 2017 | Jun 30, 2020 | no | South Salem, NY|WESTPORT, CT|South Salem, NY|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|New City, NY | Previous registration |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Jan 3, 2006 | Jul 26, 2017 | no | FAIRFIELD, CT|WESTPORT, CT|OLD LYME, CT|ENGLEWOOD, CO|FAIRFIELD, CT | Previous registration |
| HAYDEN FINANCIAL GROUP, LLC | n/a | Nov 4, 2002 | Nov 27, 2007 | no | WESTPORT, CT | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 12, 1995 | Dec 31, 2005 | no | WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | MONECO ADVISORS | Oct 3, 2024 | Oct 1, 2024 | -2 | Firm change | RIA to RIA |
| SOVEREIGN FINANCIAL GROUP, INC. | INDEPENDENT ADVISOR ALLIANCE, LLC | Aug 23, 2021 | Aug 13, 2021 | -10 | Firm change | RIA to RIA |
| MONEY CONCEPTS ADVISORY SERVICE | SOVEREIGN FINANCIAL GROUP, INC. | Jun 30, 2020 | Jul 1, 2020 | 1 | Firm change | Ibd to RIA |
| GENEOS WEALTH MANAGEMENT, INC. | MONEY CONCEPTS ADVISORY SERVICE | Jul 26, 2017 | Oct 12, 2017 | 78 | Firm change | Other |
| HAYDEN FINANCIAL GROUP, LLC | GENEOS WEALTH MANAGEMENT, INC. | Nov 27, 2007 | Jan 3, 2006 | -693 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | HAYDEN FINANCIAL GROUP, LLC | Dec 31, 2005 | Nov 4, 2002 | -1,153 | Firm change after gap | Other |