DFX Intelligence

P••• S••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

P••• S••••• W•••••

Advisor at S•••••• D•••• W•••••• I••••••••• A••••••• L••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a1d8a808-c68c-89b2-9445-9d406e2fb082

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• D•••• W•••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• D•••• W•••••• I••••••••• A••••••• L••	Independent wealth	Nov 7, 2014	n/a	yes	MINNEAPOLIS, MN	Current employment
S•••••••• A••••••• L••	National bd RIA	Dec 17, 2013	Nov 18, 2014	no	OAKDALE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	S•••••• D•••• W•••••• I••••••••• A••••••• L••	Nov 18, 2014	Nov 7, 2014	-11	Firm change	Other
U•• F•••••••• S••••••• I•••	S•••••••• A••••••• L••	Mar 3, 2010	Dec 17, 2013

Relationships

Registered with (3)

→ S•••••• D•••• W•••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Nov 7, 2014 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 17, 2013 to Nov 18, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2009 to Mar 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1d8a808-c68c-89b2-9445-9d406e2fb082
First observed: Jan 15, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.