DFX Intelligence

G••••• M•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

G••••• M•••••• S••••••••

Advisor at A••••••••• F•••••••• A••••••• I••

MILWAUKEE, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• A••••••• I••	Independent wealth	Jun 1, 2000	n/a	yes	MILWAUKEE, WI	Current employment
C•••••• F•••••••• S•••••••• I•••	Former SEC adviser	Aug 30, 2005	Dec 31, 2009	no	Minot, ND\|MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• S•••••••• I•••	n/a	Dec 31, 2009	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ A••••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Jun 1, 2000 to presentfactForm ADV
→ C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2005 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.