DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WISE CAPITAL MANAGEMENT INC.

CRD 166139

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1e18604-4fff-8624-1c40-4b5a7d848477

Data as of Nov 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2012 to Nov 28, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.4MItem 5.F on the latest filing (2023-11-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26.4M
Private client RAUM: $23.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 71
High net worth clients: 38
SEC number: 801-77441
CRD: 166139
Filings on the tape: 14
First filed: Nov 30, 2012
Latest filed: Nov 28, 2023
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WISEMAN, GOLDA, DEVORAH	DATA ANALYST / BOOKKEEPER	B	yes	11/2000	Nov 30, 2012	Nov 28, 2023
WISEMAN, SAMUEL, JOSEPH	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	11/2000	Nov 30, 2012	Nov 28, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Nov 28, 2023	$26.4M	$26.4M	6	3	0	n/a	n/a
2022	Dec 15, 2022	$26.7M	$26.7M	6	2	0	n/a	n/a
2021	Jan 5, 2022	$27.2M	$27.2M	4	2	0	n/a	n/a
2020	Dec 1, 2020	$22.6M	$22.6M	4	2	0	n/a	n/a
2019	Dec 10, 2019	$22.1M	$22.1M	4	2	0	n/a	n/a
2018	Dec 7, 2018	$29.9M	$29.9M	4	3	0	n/a	n/a
2017	Nov 23, 2017	$36.7M	$36.7M	4	3	0	n/a	n/a
2016	Dec 23, 2016	$63.4M	$63.4M	4	3	n/a	n/a	n/a
2015	Jan 4, 2016	$63.6M	$63.6M	4	3	n/a	n/a	n/a
2014	Jan 27, 2015	$185M	$185M	5	3	n/a	n/a	n/a
2013	Jan 30, 2014	$197M	$197M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$26.4M	$26.7M	-1.4%	$22.6M	5.3%	6	6	0	0

Relationships

Controls (2)

← WISEMAN, SAMUEL, JOSEPHOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 30, 2012 to presentfactForm ADV
← WISEMAN, GOLDA, DEVORAHOwnerDATA ANALYST / BOOKKEEPER, ownership code B, individual
Nov 30, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 30, 2012
First Form ADV filing
Wise Capital Management Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1e18604-4fff-8624-1c40-4b5a7d848477
First observed: Nov 30, 2012
Last observed: Nov 28, 2023 34 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WISE CAPITAL MANAGEMENT INC.

CRD 166139

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1e18604-4fff-8624-1c40-4b5a7d848477

Data as of Nov 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WISEMAN, GOLDA, DEVORAH

DATA ANALYST / BOOKKEEPER

yes

11/2000

Nov 30, 2012

Nov 28, 2023

WISEMAN, SAMUEL, JOSEPH

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

11/2000

Nov 30, 2012

Nov 28, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Nov 28, 2023

$26.4M

n/a

2022

Dec 15, 2022

$26.7M

n/a

2021

Jan 5, 2022

$27.2M

n/a

2020

Dec 1, 2020

$22.6M

n/a

2019

Dec 10, 2019

$22.1M

n/a

2018

Dec 7, 2018

$29.9M

n/a

2017

Nov 23, 2017

$36.7M

n/a

2016

Dec 23, 2016

$63.4M

n/a

2015

Jan 4, 2016

$63.6M

n/a

2014

Jan 27, 2015

$185M

n/a

2013

Jan 30, 2014

$197M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$26.4M

$26.7M

-1.4%

$22.6M

5.3%