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R••• M•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R••• M•••• P•••••

Advisor at T• P•••••• C••••• W••••• L••

Sarasota, FL | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:a1e98b60-89c3-103a-c726-f9bc7947632e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Apr 23, 2013	n/a	yes	CORAL GABLES, FL\|Sarasota, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 4, 2008	Jun 18, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T• P•••••• C••••• W••••• L••	Jun 18, 2010	Apr 23, 2013	1,040	Firm change after gap	Other
I••• S••••••••• I•••	L•• F•••••••• L••	Mar 4, 2008

Relationships

Registered with (4)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Apr 23, 2013 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2008 to Jun 18, 2010factForm ADV
→ I••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 29, 2004 to Mar 4, 2008factForm ADV
→ S••••••••• S••••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1e98b60-89c3-103a-c726-f9bc7947632e
First observed: Oct 11, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.