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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LLOYDS TSB OFFSHORE PRIVATE CLIENTS LIMITED

LLOYDS OFFSHORE PRIVATE CLIENTS LIMITED, CRD 111213

JERSEY, CHANNEL ISLANDS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1eddb95-c8b2-1af4-8195-461b8b7d870d

Data as of Oct 10, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 10, 2013
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $69.6MItem 5.F on the latest filing (2013-10-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $69.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 6
Accounts: 76
SEC number: 801-52978
CRD: 111213
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Oct 10, 2013
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWNBRIDGE, GARY	Director	Na	yes	09/2008	Mar 30, 2012	Oct 10, 2013
HICK, ADRIAN	Director	Na	yes	03/2007	Mar 30, 2012	Oct 10, 2013
LE MASURIER, MICHAEL, CLARENCE	Director	Na	yes	01/1997	Mar 30, 2012	Oct 10, 2013
LLOYDS BANK SUBSIDIARIES LIMITED	UK HOLDING COMPANY	E	yes	06/1999	Mar 30, 2012	Oct 10, 2013
LLOYDS BANKING GROUP PLC	UK ULTIMATE PARENT	E	yes	01/2009	Mar 30, 2012	Oct 10, 2013
LLOYDS TSB BANK PLC	UK HOLDING COMPANY	E	yes	10/1987	Mar 30, 2012	Oct 10, 2013
LLOYDS TSB OFFSHORE HOLDINGS LIMITED	JERSEY HOLDING COMPANY	E	yes	01/2005	Mar 30, 2012	Oct 10, 2013
LLOYDS TSB OFFSHORE LIMITED	PARENT COMPANY	E	yes	01/2005	Mar 30, 2012	Oct 10, 2013
MCFARLANE, SCOTT, ROSS	Director	Na	yes	09/2008	Mar 30, 2012	Oct 10, 2013
UK FINANCIAL INVESTMENTS LIMITED	BRITISH GOVERNMENT	C	yes	01/2009	Mar 30, 2012	Oct 10, 2013
COOMBES, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	no	11/2001	Mar 30, 2012	Oct 10, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LLOYDS INVESTMENT FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
LLOYDS TSB BANK PLC	n/a	n/a	n/a	Y	no	n/a
LLOYDS TSB BANK PLC, GENEVA BRANCH	n/a	n/a	n/a	N	yes	n/a
LLOYDS TSB OFFSHORE LIMITED	n/a	n/a	n/a	Y	yes	n/a
LLOYDS TSB OFFSHORE TRUST COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	$69.6M	$69.6M	27	6	n/a	n/a	n/a
2011	Mar 30, 2012	$66.9M	$66.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$69.6M	$66.9M	4.0%	n/a	n/a	27	n/a	n/a	n/a

Relationships

Controls (9)

← LLOYDS TSB BANK PLCOwnerUK HOLDING COMPANY, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← LE MASURIER, MICHAEL, CLARENCEOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HICK, ADRIANOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCFARLANE, SCOTT, ROSSOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BROWNBRIDGE, GARYOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LLOYDS BANK SUBSIDIARIES LIMITEDOwnerUK HOLDING COMPANY, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← LLOYDS BANKING GROUP PLCOwnerUK ULTIMATE PARENT, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← LLOYDS TSB OFFSHORE HOLDINGS LIMITEDOwnerJERSEY HOLDING COMPANY, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← UK FINANCIAL INVESTMENTS LIMITEDOwnerBRITISH GOVERNMENT, ownership code C, foreign entity
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← COOMBES, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1eddb95-c8b2-1af4-8195-461b8b7d870d
First observed: Mar 30, 2012
Last observed: Oct 10, 2013 157 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LLOYDS TSB OFFSHORE PRIVATE CLIENTS LIMITED

LLOYDS OFFSHORE PRIVATE CLIENTS LIMITED, CRD 111213

JERSEY, CHANNEL ISLANDS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1eddb95-c8b2-1af4-8195-461b8b7d870d

Data as of Oct 10, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWNBRIDGE, GARY

Director

yes

09/2008

Mar 30, 2012

Oct 10, 2013

HICK, ADRIAN

Director

yes

03/2007

Mar 30, 2012

Oct 10, 2013

LE MASURIER, MICHAEL, CLARENCE

Director

yes

01/1997

Mar 30, 2012

Oct 10, 2013

LLOYDS BANK SUBSIDIARIES LIMITED

UK HOLDING COMPANY

yes

06/1999

Mar 30, 2012

Oct 10, 2013

LLOYDS BANKING GROUP PLC

UK ULTIMATE PARENT

yes

01/2009

Mar 30, 2012

Oct 10, 2013

LLOYDS TSB BANK PLC

UK HOLDING COMPANY

yes

10/1987

Mar 30, 2012

Oct 10, 2013

LLOYDS TSB OFFSHORE HOLDINGS LIMITED

JERSEY HOLDING COMPANY

yes

01/2005

Mar 30, 2012

Oct 10, 2013

LLOYDS TSB OFFSHORE LIMITED

PARENT COMPANY

yes

01/2005

Mar 30, 2012

Oct 10, 2013

MCFARLANE, SCOTT, ROSS

Director

yes

09/2008

Mar 30, 2012

Oct 10, 2013

UK FINANCIAL INVESTMENTS LIMITED

BRITISH GOVERNMENT

yes

01/2009

Mar 30, 2012

Oct 10, 2013

COOMBES, MICHAEL

CHIEF COMPLIANCE OFFICER

11/2001

Mar 30, 2012

Oct 10, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LLOYDS INVESTMENT FUND MANAGERS LIMITED

n/a

yes

n/a

LLOYDS TSB BANK PLC

n/a

LLOYDS TSB BANK PLC, GENEVA BRANCH

n/a

yes

n/a

LLOYDS TSB OFFSHORE LIMITED

n/a

yes

n/a

LLOYDS TSB OFFSHORE TRUST COMPANY LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 28, 2013

$69.6M

n/a

2011

Mar 30, 2012

$66.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$69.6M

$66.9M

4.0%

n/a