This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KESTRA ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 10, 2020

First registration

Jul 15, 2020

Dual registered

yes, broker-dealer

Other names

James R Havell

IAPD individual key

6988125

• Occurred

  Dec 6, 2022
  Advisor changed firm

  James Havell left Tanager Wealth Management for Kestra Advisory Services, Llc (registered 2022-11-29)

  Form ADVobserved 6 days ago
• Occurred

  Jun 13, 2022
  Advisor changed firm

  James Havell left Kestra Advisory Services, Llc for Tanager Wealth Management (registered 2022-09-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a1f6a17e-d5dd-15f0-04b3-93b1433b03b1

First observed

Jul 15, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.