DFX Intelligence

K•••••• M•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K•••••• M•••••• H•••••

Advisor at U•• F•••••••• S••••••• I•••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:a2001948-75c8-a74a-1253-4fad2fa70118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 10, 2024	n/a	yes	CINCINNATI, OH	Current employment
G••••••• • A•••••••••	Independent wealth	Jul 14, 2022	Aug 1, 2024	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• • A•••••••••	U•• F•••••••• S••••••• I•••	Aug 1, 2024	Sep 10, 2024	40	Firm change	RIA to wirehouse
R•••••• J•••• • A••••••••• I•••	G••••••• • A•••••••••	Jul 21, 2022	Jul 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:321832:OH:2022-07-21	Jul 21, 2022	Jul 14, 2022	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Sep 10, 2024 to presentfactForm ADV
→ G••••••• • A•••••••••Registered adviserregistration: previous registration
Jul 14, 2022 to Aug 1, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2021 to Jul 21, 2022factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
K•••••• M•••••• H••••• left G••••••• • A••••••••• for U•• F•••••••• S••••••• I••• (registered 2024-09-10)
Form ADVobserved 7 days ago
Occurred
Jul 21, 2022
Advisor changed firm
K•••••• M•••••• H••••• left R•••••• J•••• • A••••••••• I••• for G••••••• • A••••••••• (registered 2022-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2001948-75c8-a74a-1253-4fad2fa70118
First observed: Mar 30, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.