DFX Intelligence
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Reading the graph
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Advisor at C••••••• P•••••••
North Bethesda, MD | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Nov 25, 2025 | n/a | yes | OVERLAND PARK, KS|North Bethesda, MD | Current employment |
| B••• W••••• A••••••• | Former SEC adviser | Sep 21, 2015 | Mar 27, 2026 | no | NORTH B•••ESDA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• W••••• A••••••• | C••••••• P••••••• | Mar 27, 2026 | Nov 25, 2025 | -122 | Firm change after gap | RIA to RIA |
| W•••• F•••• A••••••• | B••• W••••• A••••••• | Sep 28, 2015 | Sep 21, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105211:105348:MD:2026-03-27 | Mar 27, 2026 | Nov 25, 2025 | NORTH B•••ESDA, MD | Firm change after gap |
| W•••• F•••• A••••••• | Wirehouse | Feb 1, 2008 | Sep 28, 2015 | no | MCLEAN, VA|B•••ESDA, MD | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 25, 2005 | Feb 8, 2008 | no | B•••ESDA, MD|B•••ESDA, MD | Previous registration |
| -7 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Feb 8, 2008 | Feb 1, 2008 | -7 | Firm change | Wirehouse to wirehouse |