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D••••• J•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D••••• J•••• T•••••••

Advisor at O•••• W•••••• I•••

BUTTE, MT

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Search this name across graphsid dfx:ria:a212b7e9-55bc-24a3-737e-a0c9cc10795d

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2003 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Dec 19, 2002	n/a	yes	BUTTE, MT	Current employment
A••• A••••••• S•••••••• I•••	n/a	Sep 26, 2003	Dec 7, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••• A••••••• S•••••••• I•••	n/a	Dec 7, 2009	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Dec 19, 2002 to presentfactForm ADV
→ A••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2003 to Dec 7, 2009factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
D••••• J•••• T••••••• added a AZ registration at O•••• W•••••• I•••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a212b7e9-55bc-24a3-737e-a0c9cc10795d
First observed: Sep 26, 2003
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.