DFX Intelligence

A•••••• F••••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••• F••••••• V•••••

Advisor at R•• C•••••• M••••••• L••

York, ME | CONCORD, NH

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Search this name across graphsid dfx:ria:a23c6b16-8f20-a392-bcac-f514991904ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jun 18, 2026	n/a	yes	CONCORD, NH\|York, ME	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Jun 12, 2023	Jun 22, 2026	no	Dover, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	R•• C•••••• M••••••• L••	Jun 22, 2026	Jun 18, 2026	-4	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:31194:NH:2026-06-22	Jun 22, 2026	Jun 18, 2026	DOVER, NH	Firm change

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2023 to Jun 22, 2026factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a23c6b16-8f20-a392-bcac-f514991904ad
First observed: Jun 12, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.