DFX Intelligence

R•• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•• C•••••• P••••••• L•

CRD 281480

BOSTON, MA

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Search this name across graphsid dfx:ria:a243742d-5836-9105-beb8-d5611ce75164

Data as of Aug 2, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 1
Observed: Apr 28, 2016 to Aug 2, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•• C•••••• P••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $289M••• Locked
Discretionary RAUM: $289M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• C•••••• P••••••• M••••• F••• L•	Hedge Fund	$123M	Feb 4, 2020	6	Oct 1, 2015	reported	021-248610

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• J•••• C••••••••	LIMITED PARTNER	C	yes	08/2015	Apr 28, 2016	Aug 2, 2018
D••••••• J•••• C••••••••	LIMITED PARTNER / PRINCIPAL	C	yes	08/2015	Apr 28, 2016	Aug 2, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•• C•••••• P••••••• G• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 6, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$289M	$380M	-24.0%	n/a	n/a	9	10	0	n/a

Relationships

Advises (1)

→ R•• C•••••• P••••••• M••••• F••• L•Private fundHedge Fund, ERA
Oct 1, 2015 to presentfactForm ADV

Owns (3)

← W•••••• R•••••• ••••OwnerCFO/CCO, ownership code NA, individual
Dec 19, 2017 to presentfactForm ADV
← Y•••••• J••••• A•••••OwnerLIMITED PARTNER / APPLICATIONS DESIGNER, ownership code A, individual
Apr 28, 2016 to presentfactForm ADV
← R•• C•••••• P••••••• G• L•OwnerGENERAL PARTNER, ownership code NA, domestic entity

Dated events

Occurred
Apr 28, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a243742d-5836-9105-beb8-d5611ce75164
First observed: Apr 28, 2016
Last observed: Aug 2, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.