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CRD 159874
VALLETTA,VALLETTA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| OCEANWOOD PERIPHERAL EUROPEAN SELECT OPPORTUNITIES FUND LP | Hedge Fund | $309M | Oct 25, 2017 | 41 | Mar 23, 2016 | dropped | 021-241211 |
| OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND LTD | Hedge Fund | $1.2M | Mar 31, 2021 | 3 | Mar 31, 2021 | reported | 021-241211 |
| OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF OCEANWOOD INVESTMENTS 102017 SEGREGATED PORTFOLIO | Other Private Fund | $0 | Mar 29, 2019 | 0 | Mar 29, 2018 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| APEX FINANCIAL SERVICES (TRUST COMPANY) LIMITED | TRUSTEE OF LOBELIA PENSION PLAN | C | yes | 08/2019 | Nov 14, 2019 | Mar 31, 2021 |
| GATE, CHRISTOPHER, REGINALD | CHIEF INVESTMENT OFFICER, OCEANWOOD CAPITAL MANAGEMENT LIMITED | Na | yes | 11/2017 | Mar 31, 2021 | Mar 31, 2021 |
| LOBELIA PENSION PLAN | PENSION PLAN | E | yes | 08/2008 | Aug 17, 2017 | Mar 31, 2021 |
| MCGEOUGH, DAVID, JAMES | DIRECTOR, OCEANWOOD CAPITAL MANAGEMENT LTD | Na | yes | 08/2008 | Aug 17, 2017 | Mar 31, 2021 |
| NICHOLAS, WILLIAM, CHRISTOPHER | DIRECTOR, OCEANWOOD CAPITAL MANAGMENT LTD | Na | yes | 08/2008 | Aug 17, 2017 | Mar 31, 2021 |
| OCEANWOOD HOLDINGS LTD | MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD | E | yes | 02/2008 | Aug 17, 2017 | Mar 31, 2021 |
| Timms, Richard, John | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2017 | Oct 25, 2017 | Mar 31, 2021 |
| Turner, Matthew, Joseph | DIRECTOR, OCEANWOOD CAPITAL MANAGEMENT LTD | Na | yes | 12/2018 | Mar 29, 2019 | Mar 31, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OCEANWOOD CAPITAL MANAGEMENT LLP | n/a | Former SEC adviser | $800M | N | yes | n/a |
| OCEANWOOD GENERAL PARTNER LTD | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 31, 2021 | $1.4B | $1.4B | 3 | 1 | 0 | 1 | $1.2M |
| 2019 | Mar 31, 2020 | $2.4B | $2.4B | 14 | 3 | 0 | 6 | $2.8B |
| 2018 | Mar 29, 2019 | $2.8B | $2.8B | 20 | 3 | 0 | 5 | $3.1B |
| 2017 | Mar 29, 2018 | $3.4B | $3.4B | 20 | 3 | 0 | 3 | $3.2B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $1.4B | $2.4B | -43.3% | $3.4B | -26.1% | 3 | 14 | 0 | 0 |