DFX Intelligence

I• P•••••• W••••• •••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

I• P•••••• W••••• •••• I•••

CRD 322127

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:a2469e31-8304-3319-b3c4-9c2240bb0705

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Jun 7, 2022 to Mar 26, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $135M••• Locked
Discretionary RAUM: $135M
Private client RAUM: $129Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $13.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A•••••• G••••• M••••	n/a	Winnipeg	2	11	n/a	no
K•••••••• M••• D•••••	n/a	TORONTO, ONTARIO	2	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• B••••	Cfo	Na	yes	04/2022	Jun 7, 2022	Mar 28, 2024
I• F•••••••• C••••••••• I•••	Owner	E	yes	03/2022	Jun 7, 2022	Mar 28, 2024
I• W••••• G•••• •••• I•••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I• P•••••• W••••• I•••	n/a	n/a	n/a	N	yes	n/a
I• S••••••••• •••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Vancouver	n/a	Canada	7	yes
Montreal	n/a	Canada	6	yes
Toronto	n/a	Canada	4	yes
Waterloo	n/a	Canada	4	yes
Oakville	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$95.8M	41.0%	$12.6M	120.4%	131	126	60	54

Relationships

Registered with (10)

← R••• P•••••• S••••••Advisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← M•••••• S••••••Advisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← J••••• P••••••Advisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← R••• T••••••••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 7, 2022
First Form ADV filing
I• P•••••• W••••• •••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Show 4 bookkeeping events

Occurred
Mar 26, 2026
I• P•••••• W••••• •••• I••• reported 60 offices beyond its principal office, up from 54 (2025-06-17 to 2026-03-26)
Occurred
Mar 25, 2025
I• P•••••• W••••• •••• I••• reported 54 offices beyond its principal office, up from 43 (2024-03-28 to 2025-03-25)
Occurred
Mar 28, 2024
I• P•••••• W••••• •••• I••• reported 43 offices beyond its principal office, up from 18 (2023-03-30 to 2024-03-28)
Occurred
Mar 30, 2023
I• P•••••• W••••• •••• I••• reported 18 offices beyond its principal office, up from 0 (2022-11-10 to 2023-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2469e31-8304-3319-b3c4-9c2240bb0705
First observed: Jun 7, 2022
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.