DFX Intelligence

H•••• A•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

H•••• A•• F•••••

Advisor at A••••••• W••••• M•••••••••

RENO, NV

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Search this name across graphsid dfx:ria:a2489e4c-d6f9-2224-f6cf-0345614a5d9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M•••••••••	Independent wealth	Jan 13, 2020	n/a	yes	RENO, NV	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 13, 2010	May 13, 2010	no	RENO, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••• W••••• M•••••••••	May 13, 2010	Jan 13, 2020	3,532	Firm change after gap	Other
W•••• F•••• I••••••••• L••	L•• F•••••••• L••	May 4, 2005	May 13, 2010

Relationships

Registered with (3)

→ A••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 13, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 13, 2010 to May 13, 2010factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Dec 19, 2003 to May 4, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2489e4c-d6f9-2224-f6cf-0345614a5d9e
First observed: Dec 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.