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Advisor at ONE CAPITAL MANAGEMENT, LLC
WESTLAKE VILLAGE, CA | THOUSAND OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Oct 30, 2020 | n/a | yes | THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA | Current employment |
| PROFESSIONAL PLANNING | Former SEC adviser | Jul 27, 2009 | Sep 9, 2022 | no | THOUSAND OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROFESSIONAL PLANNING | ONE CAPITAL MANAGEMENT, LLC | Sep 9, 2022 | Oct 30, 2020 | -679 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109561:114861:CA:2022-09-09 | Sep 9, 2022 | Oct 30, 2020 | THOUSAND OAKS, CA | Firm change after gap |